Financial Advisor
The Supernova Advisor: Crossing the Invisible Bridge to Exceptional Client Service and Consistent Growth
Rob Knapp (Hardcover) John Wiley & Sons, Inc. 2007-12-05
Price:
$29.95
Answers
Does anyone know about the UBS Fiancial Advisor training program? I am considering changing careers and was wondering about the company and training they offer. I have read many complaints about Ameriprise,etc. I am a top salesperson in my industry (not financial) and was looking for input.
It is a tough field right now (with a possible recession looming), however; if you have solid "sales skills" you are at a decided advantage over career changers who just fancy the financial services industry and believe it is all glamor.
Do a side by side comparison of what firms offer to get you started, and if you have a solid sales track effort, you may be very successful in the long haul. Eventually you may wish to obtain a CFP designation (Cert. Financial Planner).
Also as a financial services executive, I recommend checking out www.learntosucceed.biz. They can make the difference, sound career advice and they will answer your specific questions.
Good Luck.
Grant Rasmussen, President and CEO, UBS Bank (Canada) and Head of Wealth Management for UBS in Canada talks about what kind of person makes a ...
If so how do you like it? Is there a better firm to work for out there? I am looking to get into a firm that will sponsor me to get my series 7 and 63 license in CA and then continue to work for. I have 14 years of financial sales experience.
I used to work out at UBS. I enjoyed it a lot. I personally don't think there is a better firm in California. But the reason I left is because I opened a family business. And you have 14 years of financial sales experiance, that's great! I'm sure you'll enjoy it! I hope I was helpful...
I think I can land one of these stints but I was wondering what the starting salary would be? Does anyone know?
Really? That can't be right? I am sure they have a bas pay.
Most financial advisor jobs are 1099 - no base pay
you earn what you are worth
I have taken the screening tests at UBS and I have been to an interview. I am still waiting on a call back. I know someone who works there and they said that they typically match the salary that you are making now. She said that she has seen it matched fairly high (more than 60K). After you earn your licenses, you go through a series of stepdowns in base salary until you are straight commision. I hope this helps! :)
In one of their national HQ office building
Yes. They do pay !!
Investment Center Financial Advisor - Charlotte, Nc - Ubs ...
Hide your name & company for confidentiality and still get job offers. Database accessed by thousands of employeers worldwide. Large database of Jobs. Get matching jobs in your inbox. Search and apply to jobs instantly. Create alerts and save your jobs. Saves you the effort of finding & emailing your Profile to the right consultants. Reach out to the top consultants from all industries & sectors. You can interact with the employer directly and freely without any restrictions. Click here to View the latest profiles uploaded. Simple Registration Form That Will Build Your Profile Still Spending thousands of $$$ for Advertisements / CV Database / Hiring Consultancy Firm? Completely...
News
Ex-Morgan Stanley Broker Moves to Independent ChannelFinancial-Planning.com - Feb 25, 2010
After spending 10 years as a financial advisor at major brokerage firms like UBS and Morgan Stanley, Donald P. Southwick is convinced that and more »BusinessWeek - Feb 25, 2010
UBS is also a shareholder, a creditor, and administrative agent for General Growth's bankruptcy operating loan. Creditors said UBS's fees give it an and more »MarketNewsVideo.com - Feb 23, 2010
Washington PostGoldman Sachs was the financial advisor and Baker Botts served as legal counsel for Schlumberger, while UBS Investment Bank was the financial advisor to Smith Int'l shares rally on merger dealSchlumberger, Smith to merge into oilfield services giantWachtell, Baker Botts on $11 Billion Oil Dealall 961 news articles »
MarketWatch - Feb 09, 2010
These were affected by financial advisor attrition and limited recruitment of experienced financial advisors. Invested assets per financial advisor have and more »Wall Street Journal - Feb 10, 2010
UBS was also stung by financial adviser departures and limited recruiting of experienced brokers. The wealth manager also reported a 3% drop in its adviser and more »Registered Rep. - Feb 09, 2010
Financial TimesIn the third quarter, UBS's wealth management Americas division lost over 1300 financial advisors. The improved retention numbers likely reflect UBS AG Q4 2009 Earnings Call TranscriptProfits Rise At UBS Wealth Units, Client Outflows ContinueUBS still losing U.S. wealth management clients, advisersall 433 news articles »
Wall Street Journal - Feb 05, 2010
and has been hurt by a dispute with US tax authorities and financial-adviser departures. Mulholland said David McWilliams will lead UBS's East Division, Exclusive: UBS Reorganizes, Makes Management ChangesUBS revamps wealth management unitall 55 news articles »